Open Recommendations

  • Number of Reports:
    13
    Number of Recommendations:
    28
    Potential Cost Saving:
    $0

FY 2021 Annual Report on the U.S. Equal Employment Opportunity Commission’s Compliance with the Payment Integrity Information Act of 2019

U.S. EQUAL EMPLOYMENT OPPORTUNITY COMMISSION FEDERAL INFORMATION SECURITY MODERNIZATION ACT OF 2014 (FISMA)

FY 2022 FEDERAL INFORMATION SECURITY MODERNIZATION ACT INDEPENDENT EVALUATION

PERFORMANCE AUDIT REPORT U.S. EQUAL EMPLOYMENT OPPORTUNITY COMMISSION FEDERAL INFORMATION SECURITY MODERNIZATION ACT OF 2014 (FISMA)

Evaluation of EEOC’s Management of Private Sector Customer Service

U.S. EQUAL EMPLOYMENT OPPORTUNITY COMMISSION CHARGE CARD PROGRAM

  • For purchase cards, EEOC management should create a control where management reviews, on a sample basis, purchase cards transactions to ensure all obligating documents and purchase orders are in conformity with EEOC Directives Transmittal Order 360.003, Commercial Purchase Charge Card Program Practical User's Guide. For travel cards, EEOC management should create a control where management reviews, on a sample basis, travel card transactions to ensure all travel authorization or vouchers and receipts are in conformity with EEOC Directives Transmittal Order 345.001, Travel and Transportation Administrative Policies and Procedures Manual.

  • We recommend EEOC management update its policies and procedures to include all required safeguards and internal controls to be compliant with the Government Charge Card Abuse Prevention Act of 2012. In addition, EEOC should create a monitoring control to review the policy when changes or updates are made to federal law or Office of Management and Budget or General Services Administration guidance

  • We recommend EEOC ensure that emailed policy memos are promptly updated in the appropriate EEOC Directives Transmittal Order.

Audit of the U.S. Equal Employment Opportunity Commission’s Fiscal Year 2020 Financial Statements

  • We recommend EEOC management create a control where management reviews, on a sample basis, at least quarterly, the approved PP&E disposals/retirements for conformity to EEOC SOP for OIT Excess Property that states, “When equipment is disposed of, an SF 120, SF 122, or SF 120 copy using GSAXcess, is approved by the EEOC Approving Official, CSD Backup or Property manager, evidenced by their signature and date.” EEOC management should follow-up with Approving Official(s), CSD Backup or Property management who have been found to not adhere to requirements of the SOPs for OIT Excess Property and require them to obtain additional training, to include certifying they have read the Approving Officials responsibilities, as it relates to the aforementioned control. (Repeat Finding)

EVALUATION OF THE EEOC’S SOCIAL MEDIA PROGRAM

Report 2019-001-EOIG - Evaluation of EEOC’s Contracts Administration Activities

Report 2018-007-AOIG - Performance Audit Report on the EEOC Charge Card Program: Fiscal Years Ending September 30 2018 and 2017

  • We recommend that the Office of the Chief Financial Officer of the U.S. Equal
    Employment Opportunity Commission enhance the documentation, monitoring, and
    enforcement of its controls over the closure of charge card accounts.
     

    • For purchase cards, the Administrative Officer (AO) or District Resources Manager
      (DRM) should maintain documentation of all account closures electronically or in
      hard copy. Documentation should include evidence of the name of the AO or DRM
      who received the employee's charge card, the date the card was turned in, the date the
      card was physically destroyed, and the date that account closure was confirmed by the
      Charge Card Vendor. The policy or procedure should include monitoring by the
      Agency/Organization Program Coordinator (A/OPC) and/or Agency
      Alternative/Organization Program Coordinator (AA/OPC) and appropriate
      disciplinary actions for noncompliance.
    • For travel cards, the Charge Card Program Manager (CCPM) should maintain
      documentation of all account closures electronically or in hard copy. Documentation
      should include evidence of the name of the immediate supervisor and/or servicing
      Fiscal
      Year
      Report Number Report Name Date Issued
      2021 2020-002-AOIG Management Letter - FY 2020 Financial
      Statement Audit
      12/16/2020
      1. We recommend EEOC management create a control where management reviews, on a
      sample basis, at least quarterly, the approved PP&E disposals/retirements for
      conformity to EEOC SOP for OIT Excess Property that states, “When equipment is disposed of, an SF 120, SF 122, or SF 120 copy using GSAXcess, is approved by the
      EEOC Approving Official, CSD Backup or Property manager, evidenced by their
      signature and date.” EEOC management should follow-up with Approving Official(s),
      CSD Backup or Property management who have been found to not adhere to
      requirements of the SOPs for OIT Excess Property and require them to obtain additional
      training, to include certifying they have read the Approving Officials responsibilities,
      as it relates to the aforementioned control. (Repeat Finding)

EEOC Federal Hearings and Appeals Processes

Report 2017-007-AOIG - Independent Evaluation of the U.S. Equal Employment Opportunity Commission’s Compliance with Provisions of the Federal Information Security Modernization Act of 2014 (FISMA)

Report 2013-008-PSA - Performance Audit of the Agency’s Personnel Security Program